FWM LEGACY, LLC

Thesis

FWM LEGACY, LLC operates as an Exempt Reporting Adviser (ERA), formerly registered with the SEC, and is associated with Frontier Wealth Management, LLC. The firm provides personal financial planning, consulting, and investment supervisory services. Their strategy involves understanding client objectives, risk tolerance, and time horizon to design and manage customized investment portfolios. Frontier Wealth Management manages assets on both discretionary and non-discretionary bases, offering investment analysis, portfolio allocation, statement provision, and ongoing monitoring. Financial planning services cover a broad range, including balance sheet development, tax and cash flow planning, estate planning, insurance, pension analysis, and investment planning. They may also act as a sub-advisor. Investment analysis is fundamental, considering economic, political, and social factors, and identifying investment themes from news to find profitable public companies. As of December 31, 2021, Frontier Wealth Management managed approximately $2.98B on a discretionary basis and $1.12B on a non-discretionary basis. Information on typical check size per investment deal is not publicly available. The firm's focus is on managing client portfolios rather than direct venture capital or private equity investments. Associated entities include Legacy 360° FWM and Fiduciary Wealth Management, LLC (FWM). Frontier Wealth Management, LLC is headquartered in Leawood, KS. Contact emails are provid